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Regulatory Affairs Officer

A top tier Law firm is looking for a mature, experienced person to perform the role of a regulatory advisor and form part of a team of lawyers and regulatory advisors dedicated to their insurance and pensions clients.  

A suitable candidate for this role is a compliance professional who is comfortable in a fast-paced growth environment and is well-versed in regulatory guidelines and best practices for authorised entities in the insurance and/or pension sector.  The role involves assisting and advising clients to be compliant with the applicable legislation and acting as a link between the clients and the Malta Financial Services Authority.  You will be expected to keep up to date with changes in regulatory legislation and guidance. 

Responsibilities: 

Assisting clients in regulatory processes such as: 

  • Obtaining or extending a Licence
  • Passporting by services or establishment
  • Portfolio transfers/ Mergers & Acquisitions/ Re-domiciliations
  • Support of or provision of Compliance Officer duties
  • Assisting clients to develop required governance documentation
  • Performance of gap analyses
  • Reviews of regulatory reports
  • Provision of compliance training

Qualifications & Experience

  • Candidates should preferably hold a legal or financial services qualification from a reputable professional or tertiary education institution
  • At least 10 years' experience in the insurance industry