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Compliance Officer

A well established firm offering clients investment and management process services to  identify opportunities and secure returns in Emerging Markets, is seeking to employ a Compliance Officer for its Malta office.

Job duties include:

  • Internal Compliance duties
  • Responsible to send notifications and other communication to the MFSA as may be required;
  • Expected to do certain analytical work and reviews of certain compliance procedures including market abuse and best execution monitoring;
  • Responsible for the various regulatory reporting both with the MFSA and other external regulatory bodies (in particular the US SEC and NFA);
  • Assisting with UCITS and US 1940 Act matters specific to certain mandates managed by the Firm

Skills and Qualifications required:

  • Analytical;
  • Ideally worked in a compliance department for at least 2 years;
  • Knowledge of funds/asset management industry is an asset;
  • Ideally already PQed with MFSA.

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